(1
+&75+67
B
VHUYLFHDQGPDLQWHQDQFHDUHQRWFDUULHGRXWVWULFWO\LQDFFRUGDQFHZLWKWKHLQVWUXFWLRQVUHSDLUVDUH
QRWSHUIRUPHGE\D+ROPDWUR&HUWLILHG7HFKQLFLDQRUDUHSHUIRUPHGZLWKRXWSULRUZULWWHQFRQVHQW
VHOIPDGHFKDQJHVVWUXFWXUDOFKDQJHVGHDFWLYDWLRQRIVDIHW\GHYLFHVLQMXGLFLRXVDGMXVWPHQWRI
K\GUDXOLFYDOYHVDQGIDXOW\UHSDLUVKDYHEHHQFDUULHGRXW
QRQROPDWURSDUWVRUOXEULFDQWVRWKHUWKDQWKHW\SHVSUHVFULEHGDUHXVHG
WKHSLHFHRIHTXLSPHQWRUWKHV\VWHPLVXVHGLQMXGLFLRXVO\WKURXJKHUURUVRIRSHUDWLRQLPSURSHUO\
QHJOLJHQWO\RUQRWLQDFFRUGDQFHZLWKLWVQDWXUHDQGRUSXUSRVH
'HFODUDWLRQRI&RQIRUPLW\
7KHHTXLSPHQWLV&(FHUWLILHG,WPHDQVWKDWWKHHTXLSPHQWFRPSOLHVZLWKWKHHVVHQWLDOUHTXLUHPHQWV
FRQFHUQLQJVDIHW\7KHRULJLQDO'HFODUDWLRQRI&RQIRUPLW\LVVXSSOLHGZLWKWKHHTXLSPHQW
7KHVWDQGDUGVDQGGLUHFWLYHVWKDWKDYHEHHQWDNHQLQWRFRQVLGHUDWLRQLQWKHGHVLJQDUHOLVWHGLQWKH
VHFWLRQ7HFKQLFDO6SHFLILFDWLRQVLQWKLVGRFXPHQW
6DIHW\UHJXODWLRQV
([SODQDWLRQRIWKHV\PEROVXVHGLQWKLVPDQXDO
,QWKLVPDQXDOWKHV\PEROVEHORZDUHXVHGWRLQGLFDWHSRVVLEOHGDQJHUV
$OZD\VDGKHUHWRWKHVHUHJXODWLRQVDQGWRWKHORFDOO\SUHYDLOLQJVDIHW\UHJXODWLRQVDQGSURFHHGYHU\
FDUHIXOO\
,QIRUPDOOSHRSOHLQYROYHGLQWKHDFWLYLWLHVRIWKHRSHUDWLRQDERXWWKHVHVDIHW\UHJXODWLRQV
'$1*(5
,QGLFDWHVDQLPPLQHQWO\KD]DUGRXVVLWXDWLRQZKLFKLIQRWDYRLGHGZLOOUHVXOWLQGHDWKRU
VHULRXVLQMXU\
:$51,1*
,QGLFDWHVDSRWHQWLDOO\KD]DUGRXVVLWXDWLRQZKLFKLIQRWDYRLGHGFRXOGUHVXOWLQGHDWKRU
VHULRXVLQMXU\
&$87,21
,QGLFDWHVDSRWHQWLDOO\KD]DUGRXVVLWXDWLRQZKLFKLIQRWDYRLGHGPD\UHVXOWLQPLQRURU
PRGHUDWHLQMXU\
127,&(
,VXVHGWRDGGUHVVSUDFWLFHVQRWUHODWHGWRSK\VLFDOLQMXU\ZKLFKLIQRWDYRLGHGPD\UHVXOWLQ
SURSHUW\GDPDJH
127(
(PSKDVL]HVLPSRUWDQWLQIRUPDWLRQIRURSWLPDOSURGXFWXVH7KLVV\PEROLVGLVSOD\HGLQWKH
XVHUPDQXDOZLWKDOOUHJXODWLRQVUHODWHGWRSURGXFWXVHRUPDLQWHQDQFH