êïê 5HPRWH 2SHUDWLRQ
35$&7,&$/ &,5&8,76
ëæí
êïê
5HPRWH 2SHUDWLRQ &RPPRQ
êïêïì 8VH RI WKH )5ð). PRWRUL]HG VSHHG VHWWHU
&20021
,0
8
9
:
5 õ/
ì
ô
6 õ/
ë
ô
7 õ/
ê
ô
1)%
)
0&
û2))û
û21û
%
0&
0&
&
&5ì
ëíí9
$&&
'(&
3ëé
67
ë
è
í9
0&
&5ì
&5ë
&5ì
&5ë
+]
5
3%
)0
6'
67)õ675ô
è
ë
3RZHU
VXSSO\
7 õ1RWH éô
5HDG\
$FFHOHUDWLRQ
'HFHOHUDWLRQ
'& SRZHU VXSSO\
)5ð).
PRWRUL]HG VSHHG VHWWHU
6WDUW VZLWFK
5HVHW
&DOLEUDWLRQ UHVLVWRU
ìîê:ìíN
:
7ZLVWHG FDEOH RU WZLVWHG
VKLHOGHG FDEOH XVHG
,QYHUWHU
5(6 õ1RWH êô
0RWRU
*URXQG
)UHTXHQF\
PHWHU
0RYLQJðFRLO
W\SH ìP$
5HODWHG SDUDPHWHU
x
5HVHW VHOHFWLRQñ 3Uï æè
1RWHã ìï 5XQ WKH VLJQDO OLQHV DZD\ IURP WKH SRZHU OLQHVï 1RW GRLQJ VR FDQ FDXVH WKH VLJQDO OLQH WR DFW DV DQ
DQWHQQD DQG EH DIIHFWHG PRUH HDVLO\ E\ H[WHUQDO QRLVHï
ëï 7KH IUHTXHQF\ PHWHU FRQQHFWLRQ FDEOH PD\ EH LQFUHDVHG XS WR ëííP LQ OHQJWKï õ,QVWDOO WKH
FDOLEUDWLRQ UHVLVWRU QHDU WKH IUHTXHQF\ PHWHUïô
êï 6HW ûìû ûUHVHW HQDEOHG RQO\ ZKHQ SURWHFWLYH IXQFWLRQ LV DFWLYDWHGû LQ
3Uï
æè WR GLVDEOH UHVHWWLQJ WKH
LQYHUWHU GXULQJ QRUPDO RSHUDWLRQï õ,I WKH LQYHUWHU LV UHVHW GXULQJ QRUPDO RSHUDWLRQñ WKH PRWRU FRDVWV
WR D VWRSï 7KLV VHWWLQJ LV PDGH WR SUHYHQW WKH LQYHUWHU IURP UHVXOWLQJ LQ DQ DODUP LI WKH PRWRU LV VWLOO
FRDVWLQJ ZKHQ WKH LQYHUWHU KDV UHWXUQHG IURP WKH UHVHW VWDWXVïô
éï 3URYLGH D FRQWURO WUDQVIRUPHU ZKHQ WKH SRZHU VXSSO\ LV éíí9 FODVVï
èï :KHQ WKH HOHFWULF FKDQQHO OHQJWK EHWZHHQ LQYHUWHU DQG PRWRU LV ODUJHã
ìô $V WKH RXWSXW YROWDJH RI WKH LQYHUWHU LQFOXGHV KDUPRQLFVñ FRQWLQXRXV OHDNDJH FXUUHQW GXH WR WKH
WRðJURXQG FDSDFLWDQFHV LQ WKH LQYHUWHUðWRðPRWRU HOHFWULF FKDQQHO LQFUHDVHV DQG WKH HDUWK OHDNDJH
FLUFXLW EUHDNHU RU HDUWK OHDNDJH UHOD\ PD\ RSHUDWH XQQHFHVVDULO\ï
:LUH WKH FDEOHV EHWZHHQ WKH LQYHUWHU DQG PRWRU RYHU WKH VKRUWHVW GLVWDQFH DQG LQFUHDVH WKH
HOHFWULF FKDQQHOðWRðJURXQG GLVWDQFH õLïHï GLVWDQFH EHWZHHQ FDEOHV DQG JURXQGôï
ëô $W D ORZ IUHTXHQF\ñ WKH PRWRU WRUTXH PD\ UHGXFH GXH WR D YROWDJH GURS LQ WKH FDEOHVï õ5HIHU WR
6HFWLRQ ëïçïéïô
FK
DSWHU
ê