
6(/(&7,21
ëëê
2YHUYLHZ RI WKH *XLGHOLQH õ([FHUSWô
+$5021,& 68335(66,21 *8,'(/,1(
)25 &21680(56 5(&(,9,1* 32:(5 2) +,*+ 92/7$*( 25 63(&,$//< +,*+ 92/7$*(
ìï 385326(
7KLV JXLGHOLQH VHWV IRUWK WHFKQRORJLFDO UHTXLUHPHQWV WR VXSSUHVV KDUPRQLF FXUUHQWV JHQHUDWHG ZKHQ HOHFWULF HTXLSPHQW DUH XVHG E\
FRQVXPHUV ZKR UHFHLYH SRZHU RI KLJK YROWDJH RU VSHFLDOO\ KLJK YROWDJH õKHUHLQDIWHU UHIHUUHG WR DV WKH ûVSHFLILF FRQVXPHUVûô IURP
FRPPHUFLDO SRZHU V\VWHPV õKHUHLQDIWHU UHIHUUHG WR DV WKH ûV\VWHPVûôñ DIWHU REVHUYLQJ WKH WHFKQRORJLFDO VWDQGDUGV LQ DFFRUGDQFH ZLWK
WKH (OHFWULFLW\ (QWHUSULVHV $FW DQG WDNLQJ LQWR DFFRXQW WKH KDUPRQLF HQYLURQPHQW WDUJHW OHYHOV RI WKH V\VWHPVï
ëï 6&23(
õìô 7KLV JXLGHOLQH DSSOLHV WR WKH VSHFLILF FRQVXPHUV ZKRVH VXP RI ûHTXLYDOHQW FDSDFLWLHVû RI KDUPRQLF JHQHUDWLQJ HTXLSPHQW IDOOV
ZLWKLQ HLWKHU RI WKH IROORZLQJã
ìô &RQVXPHUV ZKR UHFHLYH SRZHU IURP KLJK YROWDJH V\VWHPV
çïçN9 V\VWHP
ã èíN9$ RU PRUH
ëô &RQVXPHUV ZKR UHFHLYH SRZHU IURP VSHFLDOO\ KLJK YROWDJH V\VWHPV
ëëN9 RU êêN9
ã êííN9$ RU PRUH
ççN9 RU PRUH V\VWHP
ã ëíííN9$ RU PRUH
õëô (TXLSPHQW FRYHUHG E\ õìô VKDOO EH DOO KDUPRQLF JHQHUDWLQJ HTXLSPHQW ZLWK WKH H[FHSWLRQ RI WKH HTXLSPHQW FRYHUHG E\ WKH
ûKDUPRQLF VXSSUHVVLRQ JXLGHOLQH IRU KRXVHKROG DSSOLDQFHV DQG JHQHUDOðSXUSRVH SURGXFWVûï
õêô $Q\ QHZ KDUPRQLF JHQHUDWLQJ HTXLSPHQW LQVWDOOHG RU DGGHGîUHQHZHG LV FRYHUHG E\ WKLV JXLGHOLQH ZKHQ WKH VXP RI HTXLYDOHQW
FDSDFLWLHV IDOO ZLWKLQ WKH YDOXH LQGLFDWHG DERYH LQ õìô DIWHU LQVWDOODWLRQñ DGGLWLRQ RU UHQHZDOï
êï 68335(66,21 2) +$5021,& &855(176
7KH PD[LPXP RXWJRLQJ KDUPRQLF FXUUHQW YDOXHV DW D VSHFLILF FRQVXPHUöV UHFHLYLQJ SRLQW VKDOO EH YDOXHV IRXQG E\ PXOWLSO\LQJ WKH
PD[LPXP RXWJRLQJ KDUPRQLF FXUUHQW YDOXHV SHU ìN: RI FRQWUDFW SRZHU LQGLFDWHG LQ 7DEOH êïì E\ WKH FRQWUDFW SRZHU RI WKH
FRUUHVSRQGLQJ FRQVXPHUï ,I DQ\ RI WKHVH YDOXHV LV H[FHHGHGñ WKH QHFHVVDU\ VWHS PXVW EH WDNHQï
éï &$/&8/$7,21 2) 287*2,1* +$5021,& &855(176
2XWJRLQJ KDUPRQLF FXUUHQWV DW D UHFHLYLQJ SRLQW VKDOO EH DV IROORZVã
õìô 2QO\ WKH PDJQLWXGH RI DQ RXWJRLQJ KDUPRQLF FXUUHQW LV FDOFXODWHG DQG WKH éíWK RU OHVV GHJUHHV VKDOO EH FRYHUHG E\ WKLV
JXLGHOLQHï
õëô $Q RXWJRLQJ KDUPRQLF FXUUHQW DW D UHFHLYLQJ SRLQW LV IRXQG E\ VXPPLQJ XS KDUPRQLF FXUUHQWV JHQHUDWHG LQ WKH UDWHG RSHUDWLQJ
VWDWXV RI LQGLYLGXDO KDUPRQLF JHQHUDWLQJ HTXLSPHQW DQG PXOWLSO\LQJ WKH VXP E\ WKH PD[LPXP RSHUDWLRQ UDWLR RI WKH KDUPRQLF
JHQHUDWLQJ HTXLSPHQWï
,I WKH FRQVXPHU KDV D IDFLOLW\ WR UHGXFH KDUPRQLF FXUUHQWVñ LWV HIIHFW PD\ EH WDNHQ LQWR FRQVLGHUDWLRQï
èï 27+(5 5()(5(1&(6
õìô &RQWUDFW SRZHU
,I WKH ûFRQWUDFW SRZHUû LV QRW GHWHUPLQHG DW WKH SRLQW RI D FRQVXPSWLRQ FRQWUDFW EHWZHHQ DQ HOHFWULF SRZHU FRPSDQ\ DQG D
FRQVXPHU RU PRUH WKDQ RQH FRQVXPHU DQG ZLOO EH GHWHUPLQHG ODWHUñ WKH FRQWUDFW SRZHU VKDOO EH DV GHILQHG EHORZã
ìô 7KH FRQWUDFW IDFLOLW\ SRZHU DSSOLHV WR FRQVXPHUV WR ZKRP WKH ûUHDO DPRXQW V\VWHPû RI WKH LQGXVWULDO SRZHU RI KLJKðYROWDJH
SRZHU $ RU OHVV WKDQ èíí: FRQWDFW SRZHU LV DSSOLHGï
ëô :KHQ WKHUH DUH PRUH WKDQ RQH FRQWUDFW SRZHU VXFK DV WLPH ]RQHðEDVHG UHJXODWLRQ FRQWUDFWñ WKH ODUJHVW FRQWUDFW SRZHU DSSOLHV
DPRQJ WKH FRQWUDFW SRZHUVï
õëô 0D[LPXP RSHUDWLRQ UDWLR RI KDUPRQLF JHQHUDWLQJ HTXLSPHQW
7KH ûPD[LPXP RSHUDWLRQ UDWLR RI KDUPRQLF JHQHUDWLQJ HTXLSPHQWû LQGLFDWHV WKH UDWLR RI WKH PD[LPXP DFWXDO RSHUDWLRQ FDSDFLW\
õDYHUDJH GXULQJ êí PLQXWHVô WR WKH VXP RI FDSDFLWLHV RI WKH KDUPRQLF JHQHUDWLQJ HTXLSPHQWï
0D[LPXP 2XDUPRQLF &XUUHQW 9DOXHV SHU ìN: &RQWUDFW 3RZHU
õ8QLWã P$îN:ô
5HFHLYHG 3RZHU 9ROWDJH
èWK
æWK
ììWK
ìêWK
ìæWK
ìäWK
ëêUG
2YHU ëêUG
çïçN9
êïè
ëïè
ìïç
ìïê
ìïí
íïä
íïæç
íïæí
ëë
ìïå
ìïê
íïåë
íïçä
íïèê
íïéæ
íïêä
íïêç
êê
ìïë
íïåç
íïèè
íïéç
íïêè
íïêë
íïëç
íïëé
çç
íïèä
íïéë
íïëæ
íïëê
íïìæ
íïìç
íïìê
íïìë
ææ
íïèí
íïêç
íïëê
íïìä
íïìè
íïìê
íïìì
íïìí
ììí
íïêè
íïëè
íïìç
íïìê
íïìí
íïíä
íïíæ
íïíæ
ìèé
íïëè
íïìå
íïìì
íïíä
íïíæ
íïíç
íïíè
íïíè
ëëí
íïìæ
íïìë
íïíå
íïíç
íïíè
íïíé
íïíê
íïíê
ëæè
íïìé
íïìí
íïíç
íïíè
íïíé
íïíê
íïíê
íïíë