ëïæ 3DQHO 'HVLJQ
6(/(&7,21
ëéè
ëïæ 3DQHO 'HVLJQ
,Q GHVLJQLQJ DQG PDQXIDFWXULQJ LQYHUWHU SDQHOVñ
KHDW JHQHUDWHG E\ HTXLSPHQW KRXVHG LQ WKH SDQHOñ
WKH RSHUDWLQJ HQYLURQPHQW HWFï PXVW EH IXOO\
FRQVLGHUHG WR GHWHUPLQH WKH VWUXFWXUHñ GLPHQVLRQV
DQG GHYLFH OD\RXW RI WKH SDQHOï
0DQ\ VHPLFRQGXFWRU GHYLFHV DUH XVHG LQ WKH
LQYHUWHU XQLWï 7R HQVXUH KLJK UHOLDELOLW\ DQG D ORQJ
SHULRG RI XVH WKH LQYHUWHU VKRXOG EH RSHUDWHG LQ DQ
DPELHQW HQYLURQPHQW ZKHUH WKH VSHFLILFDWLRQV RI
WKH HTXLSPHQW DUH IXOO\ VDWLVILHGï
ëïæïì ,QVWDOODWLRQ (QYLURQPHQW RI WKH ,QYHUWHU
7KH VWDQGDUG VSHFLILFDWLRQV RI WKH LQYHUWHU
LQVWDOODWLRQ HQYLURQPHQW DUH LQGLFDWHG EHORZï ,I WKH
LQYHUWHU LV XVHG LQ D SODFH EH\RQG DQ\ RI WKH
LQGLFDWHG FRQGLWLRQVñ LWV SHUIRUPDQFH DQG OLIH ZLOO
QRW RQO\ EH GHWHULRUDWHG EXW DOVR OHDG WR D IDXOWï 7R
SURWHFW WKH LQYHUWHUñ WDNH VXIILFLHQW PHDVXUHV LQ
DFFRUGDQFH ZLWK WKH IROORZLQJ SUHFDXWLRQVã
6WDQGDUG (QYLURQPHQWDO 5HVLVWDQFH 6SHFLILFDWLRQV
RI WKH ,QYHUWHU
,WHP
6SHFLILFDWLRQV
$PELHQW
WHPSHUDWXUH
ð
ìí WR
ò
èí
q
& õQRQðIUHH]LQJô
$PELHQW
KXPLGLW\
äíø PD[LPXP õQRQðFRQGHQVLQJô
$PELHQFH
1R FRUURVLYH DQG H[SORVLYH JDVHVï 1R GXVW
DQG GLUWï
$OWLWXGH
ìíííP PD[LPXP
9LEUDWLRQ
èïäPîV
ë
^íïç*` PD[LPXP
õFRQIRUPLQJ WR -,6 &íäììô
õìô 7HPSHUDWXUH
7KH LQYHUWHU PXVW EH XVHG ZLWKLQ WKH SHUPLVVLEOH
DPELHQW WHPSHUDWXUH UDQJH IURP ð ìí WR ò èí
q
&ï
,I LW LV XVHG RXWVLGH WKLV UDQJHñ LWV
VHPLFRQGXFWRUVñ SDUWVñ FDSDFLWRUñ HWFï ZLOO EH
GHWHULRUDWHG FRQVLGHUDEO\ï 7DNH WKH IROORZLQJ
PHDVXUHV VR WKDW WKH DPELHQW WHPSHUDWXUH RI WKH
LQYHUWHU IDOOV ZLWKLQ WKH VSHFLILHG YDOXHï
ìô 0HDVXUHV DJDLQVW KLJK WHPSHUDWXUH
Dô $GRSW D FRROLQJ PHWKRG VXFK DV IRUFHG
YHQWLODWLRQ V\VWHPï õ6HH 6HFWLRQ ëïæïéïô
Eô ,QVWDOO WKH SDQHO LQ DQ DLUðFRQGLWLRQHG
HOHFWULFDO URRPï
Fô %ORFN GLUHFW VXQOLJKWï
Gô 3URYLGH D PDVNLQJ VKLHOG VR WKDW WKH SDQHO
LV QRW H[SRVHG WR WKH UDGLDQW KHDW DQG
ZDUP DLU RI D KHDW VRXUFHï
Hô ,PSURYH YHQWLODWLRQ DURXQG WKH SDQHOï
ëô 0HDVXUHV DJDLQVW ORZ WHPSHUDWXUH
Dô 3URYLGH D VSDFH KHDWHU LQVLGH WKH SDQHOï
Eô 'R QRW VZLWFK RII WKH LQYHUWHU SRZHUï õ7KH
LQYHUWHU VWDUW VLJQDO VKRXOG EH RIIïô
êô 6XGGHQ WHPSHUDWXUH FKDQJHV
Dô ,QVWDOO WKH SDQHO LQ D SODFH ZKHUH VXGGHQ
WHPSHUDWXUH FKDQJHV GR QRW RFFXUï
Eô $YRLG DUHDV E\ DQ DLU RXWOHW RI DQ DLU
FRQGLWLRQHUï
Fô ,I WHPSHUDWXUH FKDQJHV RFFXU GXH WR GRRU
RSHQLQJñ LQVWDOO WKH SDQHO DZD\ IURP WKH
GRRUï
õëô +XPLGLW\
8VH WKH LQYHUWHU LQ WKH RSHUDWLQJ KXPLGLW\ UDQJH
IURP éè WR äíøï ,I KXPLGLW\ LV WRR KLJKñ LQVXODWLRQ
ZLOO EH GHWHULRUDWHG DQG WKH PHWDO DUHD FRUURGHGï
,Q FRQWUDVWñ LI KXPLGLW\ LV WRR ORZñ WKURXJKðDLU
LQVXODWLRQ EUHDNGRZQ PD\ RFFXUï 7KH LQVXODWLRQ
GLVWDQFH VWLSXODWHG LQ -(0ììíê û,QVXODWLQJ
'HYLFHV IRU &RQWURO (TXLSPHQWû SURYLGHV IRU WKH
KXPLGLW\ RI éè WR åèøï
ìô 0HDVXUHV DJDLQVW KLJK KXPLGLW\
Dô 8VH DQ HQFORVHG SDQHO ZLWK PRLVWXUH
DEVRUEHUï
Eô %ORZ GU\ DLU LQWR WKH SDQHO IURP RXWVLGHï
Fô 3URYLGH D VSDFH KHDWHU LQVLGH WKH SDQHOï
ëô 0HDVXUHV DJDLQVW ORZ KXPLGLW\
%ORZ SURSHUO\ KXPLG DLU LQWR WKH SDQHO IURP
WKH RXWVLGHï ,Q DGGLWLRQñ ZKHQ LQVWDOOLQJ RU
FKHFNLQJ WKH XQLW LQ WKLV VWDWHñ LW LV LPSRUWDQW WR
GLVFKDUJH WKH FKDUJH õVWDWLF HOHFWULFLW\ô RI WKH
KXPDQ ERG\ LQ DGYDQFH DQG DOVR LPSRUWDQW
QRW WR PDNH FRQWDFW ZLWK LQWHUQDO SDUWV DQG
GHYLFHVï
êô 0HDVXUHV DJDLQVW FRQGHQVDWLRQ
&RQGHQVDWLRQ PD\ RFFXU LI WHPSHUDWXUH LQ WKH
SDQHO FKDQJHV VXGGHQO\ GXH WR IUHTXHQW
SRZHU RQîRII VZLWFKLQJ RU LI DWPRVSKHULF
WHPSHUDWXUH FKDQJHV VXGGHQO\ï
&RQGHQVDWLRQ ZLOO FDXVH LQVXODWLRQ WR EH
GHWHULRUDWHG DQG FRUURVLRQ WR RFFXUï
Dô 7DNH PHDVXUHV DJDLQVW KLJK KXPLGLW\ DV LQ õìôï
Eô 'R QRW VZLWFK RII LQYHUWHU SRZHUï õ7KH
LQYHUWHU VWDUW VLJQDO VKRXOG EH RIIïô