6(/(&7,21
ëèê
Gô 8VH FDEOHV RI WKH IROORZLQJ VL]HVã
&DEOHV $SSOLFDEOH WR
WKH %8 %UDNH 8QLW
%8 %UDNH 8QLW 7\SH
&DEOH 6L]H
%8ðìèííñ êæíí
ëPP
ë
ëíí9
%8ðæïè.ñ ìè.
êïèPP
ë
%8ð+æïè.
ëPP
ë
éíí9
%8ð+ìè.ñ +êí.
êïèPP
ë
Hô &RQQHFW WKH FDEOHV VR WKDW WKH WHUPLQDO
V\PEROV RI WKH EUDNH XQLW PDWFK WKRVH RI WKH
LQYHUWHUï :KHQ WKH )5ð%(/ SRZHUðIDFWRU
FRUUHFWLQJ UHDFWRU KDV EHHQ FRQQHFWHGñ GR QRW
FRQQHFW WKH EUDNH XQLW WR WHUPLQDO 3ì WR SURWHFW
WKH EUDNH XQLW IURP GDPDJHï
õ
ò
ô3
õ
ð
ô1
3
1
õ
ò
ô3ì
3
õ
ð
ô1
3
1
)5ð
%(/
%UDNH XQLW
%UDNH XQLW
,QYHUWHU
,QYHUWHU
,QFRUUHFW &RQQHFWLRQ ([DPSOHV
õéô )5ð%8 EUDNH XQLW DQG UHVLVWRU XQLW
ìô ,QVWDOODWLRQ SRVLWLRQï
$OZD\V LQVWDOO WKH EUDNH XQLW DQG UHVLVWRU XQLW
RQ D YHUWLFDO VXUIDFH LQ WKH YHUWLFDO GLUHFWLRQï
,QVWDOOLQJ WKHP LQ WKH KRUL]RQWDO GLUHFWLRQ RU RQ
D KRUL]RQWDO VXUIDFH UHGXFHV WKH KHDW
GLVVLSDWLRQ HIIHFWï
6LQFH WKH FDVH WHPSHUDWXUH RI WKH UHVLVWRU XQLW
ULVHV WR RU DERYH ìíí
q
&ñ LQVWDOO WKH XQLW LQ D
SODFH ZKHUH LW ZLOO QRW PDNH FRQWDFW ZLWK FDEOHV
DQG IODPPDEOHVï
ëô :LULQJï
Dô :LUH WKH EUDNH XQLW õ)5ð%8ô DQG UHVLVWRU
XQLWñ QRWLQJ KLJK '& YROWDJH DSSOLFDWLRQ DQG
UHVLVWRU XQLWðJHQHUDWHG KHDWï
Eô 7KH ZLULQJ GLVWDQFHV EHWZHHQ WKH LQYHUWHU
DQG EUDNH XQLW DQG EHWZHHQ WKH UHVLVWRU XQLW
DQG EUDNH XQLW VKRXOG EH DV VKRUW DV
SRVVLEOHï ,I WKH GLVWDQFH H[FHHGV èPñ WZLVW
WKH FDEOHVï õ,I WKH FDEOHV DUH WZLVWHGñ WKH
GLVWDQFH PXVW QRW H[FHHG ìíPôï
õ
ò
ô 3
õ
ð
ô 1
3
1 35
õ
ò
ô 3
õ
ð
ô 1
3
1 35
35
3
35
3
,QYHUWHU
%UDNH
XQLW
5HVLVWRU
XQLW
:LWKLQ èP
:LWKLQ èP
,QYHUWHU
5HVLVWRU
XQLW
:LWKLQ ìíP
:LWKLQ ìíP
%UDNH
XQLW
:LULQJ WKH )5ð%8 %UDNH 8QLW
Fô 8VH FDEOHV RI WKH IROORZLQJ VL]HVã
&DEOHV $SSOLFDEOH WR
)5ð%8 %UDNH 8QLW
)5ð%8 %UDNH 8QLW 7\SH
&DEOH 6L]H
)5ð%8ðìè.
êïèPP
ë
)5ð%8ðêí.
èïèPP
ë
ëíí9
)5ð%8ðèè.
ìéPP
ë
)5ð%8ð+ìè.
êïèPP
ë
)5ð%8ð+êí.
êïèPP
ë
éíí9
)5ð%8ð+èè.
èïèPP
ë
Gô &RQQHFW WKH EUDNH XQLW DQG LQYHUWHU VR WKDW
WKHLU WHUPLQDO V\PEROV PDWFKï 1RWH WKDW WKH
EUDNH XQLW ZLOO EH GDPDJHG LI D FDEOH LV
FRQQHFWHG WR WHUPLQDO 3ì ZKLFK LV FRQQHFWHG
ZLWK WKH )5ð%(/ SRZHU IDFWRU LPSURYLQJ
UHDFWRUï
õ
ò
ô3
õ
ð
ô1
3
1
õ
ò
ô3ì
3
õ
ð
ô1
3
1
)5ð
%(/
%UDNH XQLW
%UDNH XQLW
,QYHUWHU
,QYHUWHU
,QFRUUHFW &RQQHFWLRQ ([DPSOHV
