,QVWDOODWLRQDQG0DLQWHQDQFH
6HUYLFH0DQXDO
6HOHFWWKHLQVWDOODWLRQORFDWLRQDFFRUGLQJWRWKHUHTXLUH
PHQWRIWKLVPDQXDO6HHWKHUHTXLUHPHQWVLQLQVWDOODWLRQ
SDUW
+DQGOHXQLWWUDQVSRUWDWLRQZLWKFDUHWKHXQLWVKRXOGQRW
EHFDUULHGE\RQO\RQHSHUVRQLILWLVPRUHWKDQNJ
:KHQLQVWDOOLQJWKHLQGRRUXQLWDQGRXWGRRUXQLWDVXI¿
FLHQW¿[LQJEROWPXVWEHLQVWDOOHGPDNHVXUHWKHLQVWDOODWLRQ
VXSSRUWLV¿UP
:DUHVDIHW\EHOWLIWKHKHLJKWRIZRUNLQJLVDERYHP
8VHHTXLSSHGFRPSRQHQWVRUDSSRLQWHGFRPSRQHQWVGXU
LQJLQVWDOODWLRQ
0DNHVXUHQRIRUHLJQREMHFWVDUHOHIWLQWKHXQLWDIWHU¿Q
LVKLQJLQVWDOODWLRQ
(OHFWULFDO6DIHW\3UHFDXWLRQV
1RWHVIRU,QVWDOODWLRQDQG0DLQWHQDQFH
6DIHW\3UHFDXWLRQV
,PSRUWDQW
3OHDVHUHDGWKHVDIHW\SUHFDXWLRQVFDUHIXOO\EHIRUHLQVWDO
ODWLRQDQGPDLQWHQDQFH
7KHIROORZLQJFRQWHQWVDUHYHU\LPSRUWDQWIRULQVWDOODWLRQ
DQGPDLQWHQDQFH
3OHDVHIROORZWKHLQVWUXFWLRQVEHORZ
Ɣ7KHLQVWDOODWLRQRUPDLQWHQDQFHPXVWDFFRUGZLWKWKH
LQVWUXFWLRQV
Ɣ&RPSO\ZLWKDOOQDWLRQDOHOHFWULFDOFRGHVDQGORFDO
HOHFWULFDOFRGHV
Ɣ3D\DWWHQWLRQWRWKHZDUQLQJVDQGFDXWLRQVLQWKLV
PDQXDO
Ɣ$OOLQVWDOODWLRQDQGPDLQWHQDQFHVKDOOEHSHUIRUPHGE\
GLVWULEXWRURUTXDOL¿HGSHUVRQ
Ɣ$OOHOHFWULFZRUNPXVWEHSHUIRUPHGE\DOLFHQVHG
WHFKQLFLDQDFFRUGLQJWRORFDOUHJXODWLRQVDQGWKH
LQVWUXFWLRQVJLYHQLQWKLVPDQXDO
Ɣ%HFDXWLRQGXULQJLQVWDOODWLRQDQGPDLQWHQDQFH3URKLELW
LQFRUUHFWRSHUDWLRQWRSUHYHQWHOHFWULFVKRFNFDVXDOW\DQG
RWKHUDFFLGHQWV
&XWRIIWKHSRZHUVXSSO\RIDLUFRQGLWLRQHUEHIRUH
FKHFNLQJDQGPDLQWHQDQFH
7KHDLUFRQGLWLRQPXVWDSSO\VSHFLDOL]HGFLUFXLWDQG
SURKLELWVKDUHWKHVDPHFLUFXLWZLWKRWKHUDSSOLDQFHV
7KHDLUFRQGLWLRQHUVKRXOGEHLQVWDOOHGLQVXLWDEOH
ORFDWLRQDQGHQVXUHWKHSRZHUSOXJLVWRXFKDEOH
0DNHVXUHHDFKZLULQJWHUPLQDOLVFRQQHFWHG¿UPO\
GXULQJLQVWDOODWLRQDQGPDLQWHQDQFH
+DYHWKHXQLWDGHTXDWHO\JURXQGHG7KHJURXQGLQJ
ZLUHFDQ¶WEHXVHGIRURWKHUSXUSRVHV
0XVWDSSO\SURWHFWLYHDFFHVVRULHVVXFKDVSURWHFWLYH
ERDUGVFDEOHFURVVORRSDQGZLUHFOLS
7KHOLYHZLUHQHXWUDOZLUHDQGJURXQGLQJZLUHRI
SRZHUVXSSO\PXVWEHFRUUHVSRQGLQJWRWKHOLYHZLUH
QHXWUDOZLUHDQGJURXQGLQJZLUHRIWKHDLUFRQGLWLRQHU
7KHSRZHUFRUGDQGSRZHUFRQQHFWLRQZLUHVFDQ¶WEH
SUHVVHGE\KDUGREMHFWV
,ISRZHUFRUGRUFRQQHFWLRQZLUHLVEURNHQLWPXVWEH
UHSODFHGE\DTXDOL¿HGSHUVRQ
$YRLGFRQWDFWEHWZHHQUHIULJHUDQWDQG¿UHDVLWJHQHUDWHV
SRLVRQRXVJDV3URKLELWSURORQJWKHFRQQHFWLRQSLSHE\
ZHOGLQJ
$SSO\VSHFL¿HGUHIULJHUDQWRQO\1HYHUKDYHLWPL[HGZLWK
DQ\RWKHUUHIULJHUDQW1HYHUKDYHDLUUHPDLQLQWKHUHIULJHUDQW
OLQHDVLWPD\OHDGWRUXSWXUHRURWKHUKD]DUGV
0DNHVXUHQRUHIULJHUDQWJDVLVOHDNLQJRXWZKHQ
LQVWDOODWLRQLVFRPSOHWHG
,IWKHUHLVUHIULJHUDQWOHDNDJHSOHDVHWDNHVXI¿FLHQW
PHDVXUHWRPLQLPL]HWKHGHQVLW\RIUHIULJHUDQW
1HYHUWRXFKWKHUHIULJHUDQWSLSLQJRUFRPSUHVVRUZLWKRXW
ZHDULQJJORYHWRDYRLGVFDOGRUIURVWELWH
:DUQLQJV
5HIULJHUDQW6DIHW\3UHFDXWLRQV
,PSURSHULQVWDOODWLRQPD\OHDGWR¿UHKD]DUGH[SORVLRQ
HOHFWULFVKRFNRULQMXU\
,QVWDOODWLRQ6DIHW\3UHFDXWLRQV
3DUW
Ċ
,QVWDOODWLRQDQG0DLQWHQDQFH
,IWKHSRZHUFRUGRUFRQQHFWLRQZLUHLVQRWORQJHQRXJK
SOHDVHJHWWKHVSHFLDOL]HGSRZHUFRUGRUFRQQHFWLRQZLUH
IURPWKHPDQXIDFWXUHRUGLVWULEXWRU3URKLELWSURORQJWKHZLUH
E\\RXUVHOI
)RUWKHDLUFRQGLWLRQHUZLWKRXWSOXJDQDLUVZLWFKPXVW
EHLQVWDOOHGLQWKHFLUFXLW7KHDLUVZLWFKVKRXOGEHDOOSROH
SDUWLQJDQGWKHFRQWDFWSDUWLQJGLVWDQFHVKRXOGEHPRUHWKDQ
PP
0DNHVXUHDOOZLUHVDQGSLSHVDUHFRQQHFWHGSURSHUO\DQG
WKHYDOYHVDUHRSHQHGEHIRUHHQHUJL]LQJ
&KHFNLIWKHUHLVHOHFWULFOHDNDJHRQWKHXQLWERG\,I\HV
SOHDVHHOLPLQDWHWKHHOHFWULFOHDNDJH
5HSODFHWKHIXVHZLWKDQHZRQHRIWKHVDPHVSHFL¿FDWLRQ
LILWLVEXUQWGRZQGRQ¶WUHSODFHLWZLWKDFRRSHUZLUHRU
FRQGXFWLQJZLUH
,IWKHXQLWLVWREHLQVWDOOHGLQDKXPLGSODFHWKHFLUFXLW
EUHDNHUPXVWEHLQVWDOOHG
