,QVWDOODWLRQDQG0DLQWHQDQFH
6HUYLFH0DQXDO
1R
1DPH
1R
1DPH
,QGRRUXQLW
6HDOLQJJXP
2XWGRRUXQLW
:UDSSLQJWDSH
&RQQHFWLRQSLSH
6XSSRUWRIRXWGRRU
XQLW
'UDLQDJHSLSH
)L[LQJVFUHZ
:DOOPRXQWLQJ
IUDPH
'UDLQDJHSOXJFRROLQJ
DQGKHDWLQJXQLW
&RQQHFWLQJ
FDEOHSRZHUFRUG
2ZQHU¶VPDQXDO
UHPRWHFRQWUROOHU
:DOOSLSH
6DIHW\SUHFDXWLRQ
0XVWIROORZWKHHOHFWULFVDIHW\UHJXODWLRQVZKHQLQVWDOOLQJ
WKHXQLW
$FFRUGLQJWRWKHORFDOVDIHW\UHJXODWLRQVXVHTXDOL¿HG
SRZHUVXSSO\FLUFXLWDQGDLUVZLWFK
0DNHVXUHWKHSRZHUVXSSO\PDWFKHVZLWKWKHUHTXLUHPHQW
RIDLUFRQGLWLRQHU8QVWDEOHSRZHUVXSSO\RULQFRUUHFWZLULQJ
PD\UHVXOWLQHOHFWULFVKRFN¿UHKD]DUGRUPDOIXQFWLRQ3OHDVH
LQVWDOOSURSHUSRZHUVXSSO\FDEOHVEHIRUHXVLQJWKHDLU
FRQGLWLRQHU
3URSHUO\FRQQHFWWKHOLYHZLUHQHXWUDOZLUHDQGJURXQGLQJ
ZLUHRISRZHUVRFNHW
%HVXUHWRFXWRIIWKHSRZHUVXSSO\EHIRUHSURFHHGLQJDQ\
ZRUNUHODWHGWRHOHFWULFLW\DQGVDIHW\
'RQRWSXWWKURXJKWKHSRZHUEHIRUH¿QLVKLQJLQVWDOODWLRQ
)RUDSSOLDQFHVZLWKW\SH<DWWDFKPHQWWKHLQVWUXFWLRQV
VKDOOFRQWDLQWKHVXEVWDQFHRIWKHIROORZLQJ,IWKHVXSSO\FRUGLV
GDPDJHGLWPXVWEHUHSODFHGE\WKHPDQXIDFWXUHULWVVHUYLFH
DJHQWRUVLPLODUO\TXDOL¿HGSHUVRQVLQRUGHUWRDYRLGDKD]DUG
7KHWHPSHUDWXUHRIUHIULJHUDQWFLUFXLWZLOOEHKLJKSOHDVH
NHHSWKHLQWHUFRQQHFWLRQFDEOHDZD\IURPWKHFRSSHUWXEH
,QVWDOODWLRQ3DUWVFKHFNLQJ
6HOHFWLRQRI,QVWDOODWLRQ/RFDWLRQ
5HTXLUHPHQWV)RUHOHFWULF&RQQHFWLRQ
,QVWDOODWLRQRI,QGRRU8QLW
$LUFRQGLWLRQHU
$LUVZLWFKFDSDFLW\
.
$
.
$
.
$
3OHDVHFRQWDFWWKHORFDODJHQWIRULQVWDOODWLRQ
'RQWXVHXQTXDOL¿HGSRZHUFRUG
%DVLF5HTXLUHPHQW
,QVWDOOLQJWKHXQLWLQWKHIROORZLQJSODFHVPD\FDXVH
PDOIXQFWLRQ,ILWLVXQDYRLGDEOHSOHDVHFRQVXOWWKHORFDOGHDOHU
7KHSODFHZLWKVWURQJKHDWVRXUFHVYDSRUVÀDPPDEOHRU
H[SORVLYHJDVRUYRODWLOHREMHFWVVSUHDGLQWKHDLU
7KHSODFHZLWKKLJKIUHTXHQF\GHYLFHVVXFKDVZHOGLQJ
PDFKLQHPHGLFDOHTXLSPHQW
7KHSODFHQHDUFRDVWDUHD
7KHSODFHZLWKRLORUIXPHVLQWKHDLULQWKHDLU
7KHSODFHZLWKVXOIXUHWHGJDV
2WKHUSODFHVZLWKVSHFLDOFLUFXPVWDQFHV
*URXQGLQJUHTXLUHPHQW
7KHDLUFRQGLWLRQHULV¿UVWFODVVHOHFWULFDSSOLDQFH,WPXVW
EHSURSHUO\JURXQGLQJZLWKVSHFLDOL]HGJURXQGLQJGHYLFH
E\DSURIHVVLRQDO3OHDVHPDNHVXUHLWLVDOZD\VJURXQGHG
HIIHFWLYHO\RWKHUZLVHLWPD\FDXVHHOHFWULFVKRFN
7KH\HOORZJUHHQZLUHLQDLUFRQGLWLRQHULVJURXQGLQJZLUH
ZKLFKFDQWEHXVHGIRURWKHUSXUSRVHV
7KHJURXQGLQJUHVLVWDQFHVKRXOGFRPSO\ZLWKQDWLRQDO
HOHFWULFVDIHW\UHJXODWLRQV
7KHDSSOLDQFHPXVWEHSRVLWLRQHGVRWKDWWKHSOXJLV
DFFHVVLEOH
$QDOOSROHGLVFRQQHFWLRQVZLWFKKDYLQJDFRQWDFWVHSDUDWLRQ
RIDWOHDVWPPLQDOOSROHVVKRXOGEHFRQQHFWHGLQ¿[HGZLULQJ
,QFOXGLQJDQDLUVZLWFKZLWKVXLWDEOHFDSDFLW\SOHDVHQRWH
WKHIROORZLQJWDEOH$LUVZLWFKVKRXOGEHLQFOXGHGPDJQHW
EXFNOHDQGKHDWLQJEXFNOHIXQFWLRQLWFDQSURWHFWWKHFLUFXLW
VKRUWDQGRYHUORDG&DXWLRQSOHDVHGRQRWXVHWKHIXVHRQO\
IRUSURWHFWWKHFLUFXLW
&KRRVLQJ,QVWDOODWLRQ,RFDWLRQ
5HFRPPHQGWKHLQVWDOODWLRQORFDWLRQWRWKHFOLHQWDQGWKHQ
FRQ¿UPLWZLWKWKHFOLHQW
,QVWDOO:DOOPRXQWLQJ)UDPH
+DQJWKHZDOOPRXQWLQJIUDPHRQWKHZDOODGMXVWLWLQ
KRUL]RQWDOSRVLWLRQZLWKWKHOHYHOPHWHUDQGWKHQSRLQWRXWWKH
VFUHZ¿[LQJKROHVRQWKHZDOO
'ULOOWKHVFUHZ¿[LQJKROHVRQWKHZDOOZLWKLPSDFWGULOOWKH
VSHFL¿FDWLRQRIGULOOKHDGVKRXOGEHWKHVDPHDVWKHSODVWLF
H[SDQVLRQSDUWLFOHDQGWKHQ¿OOWKHSODVWLFH[SDQVLRQSDUWLFOHV
,QGRRU8QLW
7KHUHVKRXOGEHQRREVWUXFWLRQQHDUDLULQOHWDQGDLURXWOHW
6HOHFWDORFDWLRQZKHUHWKHFRQGHQVDWLRQZDWHUFDQEH
GLVSHUVHGHDVLO\DQGZRQWDIIHFWRWKHUSHRSOH
6HOHFWDORFDWLRQZKLFKLVFRQYHQLHQWWRFRQQHFWWKH
RXWGRRUXQLWDQGQHDUWKHSRZHUVRFNHW
6HOHFWDORFDWLRQZKLFKLVRXWRIUHDFKIRUFKLOGUHQ
7KHORFDWLRQVKRXOGEHDEOHWRZLWKVWDQGWKHZHLJKWRI
LQGRRUXQLWDQGZRQWLQFUHDVHQRLVHDQGYLEUDWLRQ
7KHKHLJKWRILQGRRUXQLWVKRXOGEHEHWZHHQ
FPIURPWKHÀRRULQRUGHUWRSURYLGHVXI¿FLHQWVSDFHIRU
PDLQWHQDQFH
'RQWLQVWDOOWKHLQGRRUXQLWULJKWDERYHWKHHOHFWULF
DSSOLDQFH
7KHDSSOLDQFHVKDOOQRWEHLQVWDOOHGLQWKHODXQGU\
2XWGRRUXQLW
6HOHFWDORFDWLRQZKHUHWKHQRLVHDQGRXWÀRZDLUHPLWWHGE\
WKHRXWGRRUXQLWZLOOQRWDIIHFWQHLJKERUKRRG
7KHORFDWLRQVKRXOGEHZHOOYHQWLODWHGDQGGU\LQZKLFKWKH
RXWGRRUXQLWZRQWEHH[SRVHGGLUHFWO\WRVXQOLJKWRUVWURQJ
ZLQG
7KHORFDWLRQVKRXOGEHDEOHWRZLWKVWDQGWKHZHLJKWRI
RXWGRRUXQLW
0DNHVXUHWKDWWKHLQVWDOODWLRQIROORZVWKHUHTXLUHPHQWRI
LQVWDOODWLRQGLPHQVLRQGLDJUDP
6HOHFWDORFDWLRQZKLFKLVRXWRIUHDFKIRUFKLOGUHQDQGIDU
DZD\IURPDQLPDOVRUSODQWV,ILWLVXQDYRLGDEOHSOHDVHDGG
IHQFHIRUVDIHW\SXUSRVH
1RWH