8QLYHUVDO$PSOLILHU$/3+$2SHUDWLRQ0DQXDO
-DQXDU\
S
*
(1(5$/
,
1)250$7,21
,QWURGXFWLRQWRPDQXDO
7KLVPDQXDOFRQWDLQVLQIRUPDWLRQQHHGHGWRSURSHUO\LQVWDOODQGRSHUDWH
9(&725¶V
$/3+$$PSOLILHU
7KHLQVWUXFWLRQVLQWKLVPDQXDOGRQRWFRYHUDOOGHWDLOVRQWKHHTXLSPHQWLW
VXSSRUWVQRUGRWKH\SURYLGHVROXWLRQVIRUDOOFLUFXPVWDQFHVWKDWFRXOGDULVHGXULQJ
HTXLSPHQWPDLQWHQDQFH7KHLQVWUXFWLRQVLQFOXGHGDUHLQWHQGHGWREHSHUIRUPHGE\
H[SHULHQFHG&$79VHUYLFHWHFKQLFLDQVRQO\
7KHLQIRUPDWLRQLQWKLVPDQXDOLVVXEMHFWWRFKDQJHZLWKRXWQRWLFH
,I\RXKDYHDQ\TXHVWLRQVRUUHPDUNVUHJDUGLQJWKLVSXEOLFDWLRQSOHDVHFRQWDFW
9(&725
XO6 G]LFNLHJR
*G\QLD
32/$1'
WHO
ID[
HPDLO
YHFWRU#YHFWRUFRPSO
RU\RXUQHDUHVW9(&725UHSUHVHQWDWLYH
*HQHUDOLQVWDOODWLRQFRQGLWLRQV
9(&725JXDUDQWHHVSURSHUZRUNLQJRIWKH$/3+$DPSOLILHUVLIRSHUDWLQJLQ
DFFRUGDQFHZLWKWKHLQVWUXFWLRQVLQWKLVPDQXDO$OOLQVWUXFWLRQVLQWKLVPDQXDO
VKRXOGEHUHYLHZHGFDUHIXOO\EHIRUHDQ\SURFHGXUHVDUHSHUIRUPHG
9(&725LVQRWUHVSRQVLEOHIRUDQ\SHUVRQDOLQMXULHVRUHTXLSPHQWGDPDJHFDXVHG
E\LPSURSHULQVWDOODWLRQRURSHUDWLRQRIWKHXQLWV
0RGLILFDWLRQVRUDOWHUDWLRQVRI9(&725SURGXFWVLQFOXGLQJEXWQRWOLPLWHGWR
LQVWDOODWLRQRI
QRQ9(&725HTXLSPHQWH[FHSWDVSHUIRUPHGE\9(&725ZLOOYRLGWKHZDUUDQW\
5HFHLYLQJWKHXQLWDQGLQVSHFWLRQ
%HIRUHVKLSPHQW9(&725SDFNVDQGLQVSHFWVDOOLWHPVFDUHIXOO\1HYHUWKHOHVV
GDPDJHPD\RFFXUGXULQJVKLSPHQW,QVSHFWLRQPXVWEHSHUIRUPHGZKHQ
XQSDFNLQJWKHHTXLSPHQWEHIRUHLQVWDOODWLRQGRQRWGHVWUR\VKLSSLQJFDUWRQVXQWLO
LQVWDOODWLRQLVFRPSOHWHLISRVVLEOHUHWDLQLWIRUIXWXUHHTXLSPHQWUHVKLSPHQWRU
VWRUDJH
,QVSHFWXQLWIRU
GDPDJHGKRXVLQJFRYHURULQSXWRXWSXWSRUWV
PLVVLQJSDUWV±LQWKHFDUWRQVKRXOGEHXQLYHUVDOPRXQWLQJEUDFNHWVDWWDFKHG
RWKHUSDUWVSOXJLQFRQILJXUDWLRQPRGXOHVDQGIXVHVVKRXOGEHLQVLGHWKH
DPSOLILHU¶VKRXVLQJ
,IDQ\SUREOHPVDULVHGXULQJLQYHQWRU\RULIIRUDQ\UHDVRQHTXLSPHQWQHHGVWREH
UHWXUQHGWRPDQXIDFWXUHUSOHDVHFRQWDFW9(&725¶VVDOHVRIILFHIRUDVVLVWDQFH
6WRUDJH
$/3+$DPSOLILHUVFDQEHVWRUHGZLWKRXWDQ\GHJUDGDWLRQRISDUDPHWHUVGXULQJ
PRQWKVDIWHUPDQXIDFWXULQJ6WDQGDUGDWPRVSKHULFFRQGLWLRQVIRUVWRULQJ
DFFRUGLQJO\WR,(&QRUPWHPSHUDWXUH&KXPLGLW\±
SUHVVXUH±K3D
