*(
35(3$5(7+(5$1*(
'2255(029$/RSWLRQDO
'RRUUHPRYDOLVQRWDUHTXLUHPHQWIRULQVWDOODWLRQRIWKHSURGXFWEXWLVDQDGGHGFRQYHQLHQFH
7RUHPRYHWKHGRRU
$
2SHQWKHRYHQGRRUDVIDUDVLWZLOOJR
%
3XVKERWKKLQJHORFNVGRZQWRZDUGWKHGRRUIUDPHWRWKHXQORFNHG
SRVLWLRQ7KLVPD\UHTXLUHDIODWEODGHVFUHZGULYHU
'2127/,)77+('225%<7+(+$1'/(
&
3ODFHKDQGVRQERWKVLGHVRIWKHGRRUDQGFORVHWKHRYHQGRRUWR
WKHUHPRYDOSRVLWLRQ$SSUR[LPDWHO\µ²µ>FP²FP@IURPWKH
FORVHGSRVLWLRQ
'
/LIWGRRUXSDQGRXWXQWLOWKHKLQJHDUPVFOHDUWKHVORWV
127(
7KHRYHQGRRULVYHU\KHDY\%HVXUH\RXKDYHDILUPJULS
EHIRUHOLIWLQJWKHRYHQGRRURIIWKHKLQJHV8VHFDXWLRQRQFHWKHGRRU
LVUHPRYHG'RQRWOD\WKHGRRURQLWVKDQGOH7KLVFRXOGFDXVHGHQWV
RUVFUDWFKHV
+LQJH
XQORFNHG
SRVLWLRQ
+LQJH
VORW
+LQJH
DUP
6725$*('5$:(55(029$/
$
3XOOGUDZHURXWXQWLOLWVWRSV
%
/LIWIURQWRIGUDZHUXQWLOWKHVWRSVFOHDUWKHJXLGH
&
3XOOIRUZDUGDQGUHPRYHWKHGUDZHU
5DLO
*XLGH
6WRS
6WRS
$/7(51$7(,167$//$7,21&216758&7,21.,76
%DFNJXDUG.LW8VHGZKHQUHSODFLQJDIUHHVWDQGLQJUDQJHZLWKDVOLGHLQUDQJH$GGVDGHFRUDWLYH
EDFNJXDUGWRWKHUHDURIWKHUDQJH7KLVNLWFDQRQO\EHXVHGZKHQWKHRSHQLQJLQWKHFRXQWHUWRSLV
µFPGHHS
0DLQWRS)LOOHU.LW$GGVDILOOHUVWULSWRWKHUHDURIWKHUDQJH7KLVNLWFDQRQO\EHXVHGZKHQ
WKHRSHQLQJLQWKHFRXQWHUWRSLVµFPGHHS7KLVNLWFDQQRWEHXVHGZLWKDEDFNJXDUGNLW
0DLQWRS)LOOHU.LW1XPEHUV:%7%ODFN
:%7:KLWH
:%7%LVTXH
%RG\6LGH.LW8VHGZKHQFDELQHWVDUHDEVHQWRQRQHVLGHRIWKHUDQJH&RQWDLQVDFRORUPDWFKHGVLGH
SDQHOZKLFKFDQEHXVHGWRFUHDWHDILQLVKHGDSSHDUDQFHRQHLWKHUVLGHRIWKHUDQJH
/RZHU7ULP.LW&RQWDLQVDFRORUPDWFKHGWRHNLFNDQGH[WUDORQJOHYHOLQJOHJV'HVLJQHGWREHXVHGZKHQ
WKHUDQJHQHHGVWREHUDLVHGKLJKHUWKDQµFPWRµFP
7RRUGHUDFFHVVRU\NLWVFDOORUYLVLWZZZ*($SSOLDQFHVFRP
+LQJHFOHDUVVORW
(/(&75,&$/5(48,5(0(176
:$51,1*
7KLVDSSOLDQFHPXVWEHSURSHUO\JURXQGHG
,03257$17
7KLVDSSOLDQFHPXVWEHHOHFWULFDOO\JURXQGHGLQDFFRUGDQFHZLWKORFDOFRGHVRULQWKH
DEVHQFHRIORFDOFRGHVZLWKWKH1DWLRQDO(OHFWULFDO&RGH$16,1)3$RU&DQDGLDQ(OHFWULFDO&RGH
&6$&
7KLVDSSOLDQFHPXVWEHVXSSOLHGZLWK9$&+]SRZHU,WPXVWEHFRQQHFWHG
WRDSURSHUO\JURXQGHGEUDQFKFLUFXLWSURWHFWHGE\DDPSRUDPSFLUFXLWEUHDNHURUIXVH:H
UHFRPPHQGWKDWDVHSDUDWHFLUFXLWVHUYLQJRQO\WKLVDSSOLDQFHEHSURYLGHG
7KHSRZHUFRUGRIWKLVDSSOLDQFHLVHTXLSSHGZLWKDWKUHHSURQJJURXQGLQJSOXJZKLFKPDWHVZLWK
DVWDQGDUGWKUHHSURQJJURXQGLQJZDOOUHFHSWDFOH7KHFXVWRPHUVKRXOGKDYHWKHZDOOUHFHSWDFOH
FKHFNHGE\DTXDOLILHGHOHFWULFLDQWRPDNHVXUHWKHUHFHSWDFOHLVSURSHUO\JURXQGHG:KHUHDVWDQGDUG
WZRSURQJZDOOUHFHSWDFOHLVHQFRXQWHUHGLWLVWKHSHUVRQDOUHVSRQVLELOLW\DQGREOLJDWLRQRIWKH
FXVWRPHUWRKDYHLWUHSODFHGZLWKDSURSHUO\JURXQGHGWKUHHSURQJZDOOUHFHSWDFOH
'RQRWXQGHUDQ\FLUFXPVWDQFHVFXWRUUHPRYHWKHWKLUGSURQJJURXQGIURPWKHSRZHUFRUG
%HFDXVHRISRWHQWLDOVDIHW\KD]DUGVXQGHUFHUWDLQFRQGLWLRQVZHVWURQJO\UHFRPPHQGDJDLQVWWKHXVH
RIDQH[WHQVRZHYHULI\RXVWLOOHOHFWWRXVHDQH[WHQVLRQFRUGLWLVDEVROXWHO\QHFHVVDU\WKDW
LWLVD8/OLVWHGZLUHJURXQGLQJW\SHDSSOLDQFHH[WHQVLRQFRUGDQGWKDWWKHFXUUHQWFDUU\LQJUDWLQJRI
WKHFRUGLQDPSHUHVLVHTXLYDOHQWWRRUJUHDWHUWKDQWKHEUDQFKFLUFXLWUDWLQJ
,QVWDOODWLRQRIWKLVSURGXFWLQDPRELOHKRPHPXVWFRQIRUPZLWKWKH0DQXIRPH&RQVWUXFWLRQ
DQG6DIHW\6WDQGDUG7LWOH&)53DUW,IWKLVVWDQGDUGGRHVQRWDSSO\\RXPXVWIROORZWKH
VWDQGDUGIRUWKH0DQXIRPH,QVWDOODWLRQV$16,$DQG0DQXIRPH,QVWDOODWLRQV
6LWHVDQG&RPPXQLWLHVDQG$16,1)3$$RUZLWKORFDOFRGHV
)UHQFKYHUVLRQ
6SDQLVKYHUVLRQ