7HFKQLFDO,QIRUPDWLRQ
6HUYLFH0DQXDO
)XQFWLRQLQWURGXFWLRQIRUFRPELQDWLRQEXWWRQV
2SHUDWLRQJXLGH
5HSODFHPHQWRIEDWWHULHVLQUHPRWHFRQWUROOHU
(QHUJ\VDYLQJIXQFWLRQ
$IWHUSXWWLQJWKURXJKWKHSRZHUSUHVV212))EXWWRQRQUHPRWHFRQWUROOHUWRWXUQRQWKHDLUFRQGLWLRQHU
3UHVV02'(EXWWRQWRVHOHFW\RXUUHTXLUHGPRGH$872&22/'5<)$1+($7
3UHVVŸRU
Ÿ
EXWWRQWRVHW\RXUUHTXLUHGWHPSHUDWXUH7HPSHUDWXUHFDQ¶WEHDGMXVWHGXQGHUDXWRPRGH
3UHVV)$1EXWWRQWRVHW\RXUUHTXLUHGIDQVSHHGDXWRORZPHGLXPDQGKLJKVSHHG
3UHVV6:,1*EXWWRQWRVHOHFWIDQEORZLQJDQJOH
Ɣ'XULQJRSHUDWLRQSRLQWWKHUHPRWHFRQWUROVLJQDOVHQGHUDWWKHUHFHLYLQJZLQGRZRQLQGRRUXQLW
Ɣ7KHGLVWDQFHEHWZHHQVLJQDOVHQGHUDQGUHFHLYLQJZLQGRZVKRXOGEHQRPRUHWKDQPDQGWKHUHVKRXOGEHQRREVWDFOHVEHWZHHQWKHP
Ɣ6LJQDOPD\EHLQWHUIHUHGHDVLO\LQWKHURRPZKHUHWKHUHLVÀXRUHVFHQWODPSRUZLUHOHVVWHOHSKRQHUHPRWHFRQWUROOHUVKRXOGEHFORVHWR
LQGRRUXQLWGXULQJRSHUDWLRQ
Ɣ5HSODFHQHZEDWWHULHVRIWKHVDPHPRGHOZKHQUHSODFHPHQWLVUHTXLUHG
Ɣ:KHQ\RXGRQ¶WXVHUHPRWHFRQWUROOHUIRUDORQJWLPHSOHDVHWDNHRXWWKHEDWWHULHV
Ɣ,IWKHGLVSOD\RQUHPRWHFRQWUROOHULVIX]]\RUWKHUH¶VQRGLVSOD\SOHDVHUHSODFHEDWWHULHV
ć
KHDWLQJIXQFWLRQ
&KLOGORFNIXQFWLRQ
7HPSHUDWXUHGLVSOD\VZLWFKRYHUIXQFWLRQ
8QGHUFRROLQJPRGHSUHVV7(03DQG&/2&.EXWWRQVVLPXOWDQHRXVO\WRVWDUWXSRUWXUQRIIHQHUJ\VDYLQJIXQFWLRQ:KHQHQHUJ\VDYLQJ
IXQFWLRQLVVWDUWHGXS6(ZLOOEHVKRZQRQUHPRWHFRQWUROOHUDQGDLUFRQGLWLRQHUZLOODGMXVWWKHVHWWHPSHUDWXUHDXWRPDWLFDOO\DFFRUGLQJWR
H[IDFWRU\VHWWLQJWRUHDFKWRWKHEHVWHQHUJ\VDYLQJHIIHFW3UHVV7(03DQG&/2&.EXWWRQVVLPXOWDQHRXVO\DJDLQWRH[LWHQHUJ\VDYLQJ
IXQFWLRQ
1RWH
Ɣ8QGHUHQHUJ\VDYLQJIXQFWLRQIDQVSHHGLVGHIDXOWHGDWDXWRVSHHGDQGLWFDQ¶WEHDGMXVWHG
Ɣ8QGHUHQHUJ\VDYLQJIXQFWLRQVHWWHPSHUDWXUHFDQ¶WEHDGMXVWHG3UHVV785%2EXWWRQDQGWKHUHPRWHFRQWUROOHUZRQ¶WVHQGVLJQDO
Ɣ6OHHSIXQFWLRQDQGHQHUJ\VDYLQJIXQFWLRQFDQ¶WRSHUDWHDWWKHVDPHWLPH,IHQHUJ\VDYLQJIXQFWLRQKDVEHHQVHWXQGHUFRROLQJPRGH
SUHVVVOHHSEXWWRQZLOOFDQFHOHQHUJ\VDYLQJIXQFWLRQ,IVOHHSIXQFWLRQKDVEHHQVHWXQGHUFRROLQJPRGHVWDUWXSWKHHQHUJ\VDYLQJ
IXQFWLRQZLOOFDQFHOVOHHSIXQFWLRQ
8QGHUKHDWLQJPRGHSUHVV7(03DQG&/2&.EXWWRQVVLPXOWDQHRXVO\WRVWDUWXSRUWXUQRII
ć
KHDWLQJIXQFWLRQ:KHQWKLVIXQFWLRQLV
VWDUWHGXS
DQG
ć
ZLOOEHVKRZQRQUHPRWHFRQWUROOHUDQGWKHDLUFRQGLWLRQHUNHHSWKHKHDWLQJVWDWXVDW
ć
3UHVV7(03DQG
&/2&.EXWWRQVVLPXOWDQHRXVO\DJDLQWRH[LW
ć
KHDWLQJIXQFWLRQ
1RWH
Ɣ8QGHU
ć
KHDWLQJIXQFWLRQIDQVSHHGLVGHIDXOWHGDWDXWRVSHHGDQGLWFDQ¶WEHDGMXVWHG
Ɣ8QGHU
ć
KHDWLQJIXQFWLRQVHWWHPSHUDWXUHFDQ¶WEHDGMXVWHG3UHVV785%2EXWWRQDQGWKHUHPRWHFRQWUROOHUZRQ¶WVHQGVLJQDO
Ɣ6OHHSIXQFWLRQDQG
ć
KHDWLQJIXQFWLRQFDQ¶WRSHUDWHDWWKHVDPHWLPH,I
ć
KHDWLQJIXQFWLRQKDVEHHQVHWXQGHUFRROLQJPRGHSUHVV
VOHHSEXWWRQZLOOFDQFHO
ć
KHDWLQJIXQFWLRQ,IVOHHSIXQFWLRQKDVEHHQVHWXQGHUFRROLQJPRGHVWDUWXSWKH
ć
KHDWLQJIXQFWLRQZLOO
FDQFHOVOHHSIXQFWLRQ
Ɣ8QGHU
̧
WHPSHUDWXUHGLVSOD\WKHUHPRWHFRQWUROOHUZLOOGLVSOD\
̧
KHDWLQJ
3UHVVŸDQG
Ÿ
VLPXOWDQHRXVO\WRWXUQRQRUWXUQRIIFKLOGORFNIXQFWLRQ:KHQFKLOGORFNIXQFWLRQLVRQ
LFRQLVGLVSOD\HGRQUHPRWH
FRQWUROOHU,I\RXRSHUDWHWKHUHPRWHFRQWUROOHUWKH
LFRQZLOOEOLQNWKUHHWLPHVZLWKRXWVHQGLQJVLJQDOWRWKHXQLW
8QGHU2))VWDWXVSUHVV
Ÿ
DQG02'(EXWWRQVVLPXOWDQHRXVO\WRVZLWFKWHPSHUDWXUHGLVSOD\EHWZHHQ
ć
DQG
̧
3UHVVWKHEDFNVLGHRIUHPRWHFRQWUROOHUPDUNHGZLWK DVVKRZQLQWKH¿JDQGWKHQSXVK
RXWWKHFRYHURIEDWWHU\ER[DORQJWKHDUURZGLUHFWLRQ
5HSODFHWZR$$$9GU\EDWWHULHVDQGPDNHVXUHWKHSRVLWLRQRISRODUDQGSRODU
DUHFRUUHFW
5HLQVWDOOWKHFRYHURIEDWWHU\ER[
1RWH
VLJQDOVHQGHU
EDWWHU\
&RYHURIEDWWHU\ER[
UHPRYH
UHLQVWDOO
Summary of Contents for GWH07QA-K3NNA1A
Page 5: ...7HFKQLFDO QIRUPDWLRQ 6HUYLFH 0DQXDO 4 11 2 4 11 2 5HPRWH RQWUROOHU 1...
Page 21: ...7HFKQLFDO QIRUPDWLRQ 6HUYLFH 0DQXDO 4 11 2 4 11 2 4 11 2 4 11 2 2XWGRRU 8QLW...
Page 52: ...QVWDOODWLRQ DQG 0DLQWHQDQFH 6HUYLFH 0DQXDO SORGHG 9LHZ DQG 3DUWV LVW QGRRU 8QLW 4 11 4 11 4 11...
Page 55: ...QVWDOODWLRQ DQG 0DLQWHQDQFH 6HUYLFH 0DQXDO 4 11...
Page 57: ...QVWDOODWLRQ DQG 0DLQWHQDQFH 6HUYLFH 0DQXDO 4 11...
Page 59: ...QVWDOODWLRQ DQG 0DLQWHQDQFH 6HUYLFH 0DQXDO 2XWGRRU 8QLW 4 11 2 4 11 2...
Page 63: ...QVWDOODWLRQ DQG 0DLQWHQDQFH 6HUYLFH 0DQXDO 4 11 2...
Page 65: ...QVWDOODWLRQ DQG 0DLQWHQDQFH 6HUYLFH 0DQXDO 4 11 2...