7; /'
&217(176
6DIHW\ 3UHFDXWLRQV
/RFDWLRQ RI &RQWUROV
6HUYLFH 3RVLWLRQ
$GMXVWPHQW 3URFHGXUH
6HOI &KHFN
$OLJQPHQW 6HWWLQJV
%ORFN 'LDJUDPV
&RQGXFWRU 9LHZV
:DYHIRUP 3DWWHUQ 7DEOH
6FKHPDWLF 'LDJUDPV
3DUWV /RFDWLRQ
5HSODFHPHQW 3DUWV /LVW
6$)(7< 35(&$87,216
*(1(5$/ *8,'( /,1(6
,W LV DGYLVDEOH WR LQVHUW DQ LVRODWLRQ WUDQVIRUPHU LQ WKH $&
VXSSO\ EHIRUH VHUYLFLQJ D KRW FKDVVLV
:KHQ VHUYLFLQJ REVHUYH WKH RULJLQDO OHDG GUHVV LQ WKH KLJK
YROWDJH FLUFXLWV ,I D VKRUW FLUFXLW LV IRXQG UHSODFH DOO SDUWV
ZKLFK KDYH EHHQ RYHUKHDWHG RU GDPDJHG E\ WKH VKRUW
FLUFXLW
$IWHU VHUYLFLQJ VHH WKDW DOO WKH SURWHFWLYH GHYLFHV VXFK DV
LQVXODWLRQ EDUULHUV LQVXODWLRQ SDSHUV VKLHOGV DQG LVRODWLRQ
5 & FRPELQDWLRQV DUH FRUUHFWO\ LQVWDOOHG
:KHQ WKH UHFHLYHU LV QRW EHLQJ XVHG IRU D ORQJ SHULRG RI
WLPH XQSOXJ WKH SRZHU FRUG IURP WKH $& RXWOHW
3RWHQWLDOV DV KLJK DV N9 DUH SUHVHQW ZKHQ WKLV UHFHLYHU
LV LQ RSHUDWLRQ 2SHUDWLRQ RI WKH UHFHLYHU ZLWKRXW WKH UHDU
FRYHU LQYROYHV WKH GDQJHU RI D VKRFN KD]DUG IURP WKH
UHFHLYHU SRZHU VXSSO\ 6HUYLFLQJ VKRXOG QRW EH DWWHPSWHG
E\ DQ\RQH ZKR LV QRW IDPLOLDU ZLWK WKH SUHFDXWLRQV
QHFHVVDU\ ZKHQ ZRUNLQJ RQ KLJK YROWDJH HTXLSPHQW
$OZD\V GLVFKDUJH WKH DQRGH RI WKH SLFWXUH WR WKH FKDVVLV
EHIRUH KDQGOLQJ WKH WXEH
$IWHU VHUYLFLQJ PDNH WKH IROORZLQJ OHDNDJH FXUUHQW FKHFNV
WR SUHYHQW WKH FXVWRPHU IURP EHLQJ H[SRVHG WR VKRFN
KD]DUGV
/($.$*( &855(17 &2/' &+(&.
8QSOXJ WKH $& FRUG DQG FRQQHFW D MXPSHU EHWZHHQ WKH WZR
SURQJV RI WKH SOXJ
7XUQ RQ WKH UHFHLYHUV SRZHU VZLWFK
0HDVXUH WKH UHVLVWDQFH YDOXH ZLWK DQ RKPPHWHU EHWZHHQ
WKH MXPSHUHG $& SOXJ DQG HDFK H[SRVHG PHWDOOLF FDELQHW
SDUW RQ WKH UHFHLYHU VXFK DV VFUHZ KHDGV DHULDOV
FRQQHFWRUV FRQWURO VKDIWV HWF :KHQ WKH H[SRVHG PHWDOOLF
SDUW KDV D UHWXUQ SDWK WR WKH FKDVVLV WKH UHDGLQJ VKRXOG EH
EHWZHHQ 0 RKP DQG 0 RKP :KHQ WKH H[SRVHG PHWDO
GRHV QRW KDYH D UHWXUQ SDWK WR WKH FKDVVLV WKH UHDGLQJ PXVW
EH LQILQLWH
/($.$*( &855(17 +27 &+(&.
3OXJ WKH $& FRUG GLUHFWO\ LQWR WKH $& RXWOHW 'R QRW XVH DQ
LVRODWLRQ WUDQVIRUPHU IRU WKLV FKHFN
&RQQHFW D N : UHVLVWRU LQ VHULHV ZLWK DQ H[SRVHG
PHWDOOLF SDUW RQ WKH UHFHLYHU DQG DQ HDUWK VXFK DV D ZDWHU
SLSH
8VH DQ $& YROWPHWHU ZLWK KLJK LPSHGDQFH WR PHDVXUH WKH
SRWHQWLDO DFURVV WKH UHVLVWRU
&KHFN HDFK H[SRVHG 0HWDOOLF SDUW DQG FKHFN WKH YROWDJH DW
HDFK SRLQW
5HYHUVH WKH $& SOXJ DW WKH RXWOHW DQG UHSHDW HDFK RI WKH
DERYH PHDVXUHPHQWV
7KH SRWHQWLDO DW DQ\ SRLQW VKRXOG QRW H[FHHG 9UPV ,Q
FDVH D PHDVXUHPHQW LV RXWVLGH WKH OLPLWV VSHFLILHG WKHUH LV
D SRVVLELOLW\ RI D VKRFN KD]DUG DQG WKH UHFHLYHU VKRXOG EH
UHSDLUHG DQG UHFKHFNHG EHIRUH LW LV UHWXUQHG WR WKH
FXVWRPHU
+27 &+(&. &,5&8,7
. RKP :
$& 92/70(7(5
:DWHU 3LSH
(DUWK
72 ,167580(176
(;326('
0(7$//,& 3$576
)LJ
; 5$',$7,21 :$51,1*
7KH SRWHQWLDO VRXUFHV RI ; 5DGLDWLRQ LQ 79 VHWV DUH WKH
KLJK YROWDJH VHFWLRQ DQG WKH SLFWXUH WXEH
:KHQ XVLQJ D SLFWXUH WXEH WHVW MLJ IRU VHUYLFH HQVXUH WKDW WKH
MLJ LV FDSDEOH RI KDQGOLQJ N9 ZLWKRXW FDXVLQJ
; 5DGLDWLRQ
127( ,W LV LPSRUWDQW WR XVH DQ DFFXUDWH SHULRGLFDOO\ FDOLEUDWHG
KLJK YROWDJH PHWHU
6HW WKH EULJKWQHVV WR PLQLPXP
0HDVXUH WKH KLJK YROWDJH 7KH PHWHU VKRXOG LQGLFDWH
N9 áN9 LI WKH PHWHU LQGLFDWLRQ LV RXW RI WROHUDQFH
LPPHGLDWH VHUYLFH DQG FRUUHFWLRQ LV UHTXLUHG WR SUHYHQW WKH
SRVVLELOLW\ RI SUHPDWXUH FRPSRQHQW IDLOXUH
7R SUHYHQW DQ\ ; 5DGLDWLRQ SRVVLELOLW\ LW LV HVVHQWLDO WR XVH
WKH VSHFLILHG WXEH
