7KHSULFHRIRXWRIZDUUDQW\UHSDLUVSD\DEOHE\WKH&XVWRPHUZLOOEHEDVHGRQVWDQGDUG
ODERUDQGSDUWVSULFHVLQHIIHFWDWWKHWLPHRIWKHUHSDLU&+$11(/0$67(5ZLOOXVHLWVEHVW
HIIRUWVWRHQVXUHWKDWWKHFRVWRIVXFKUHSDLUH[FKDQJHUHIXUELVKLQJRUVXEVWLWXWLRQZLOOQRW
H[FHHGWKHRULJLQDOSULFHRI3URGXFW
,IWKHSUREOHPUHRFFXUVZLWKLQWKHZDUUDQW\SHULRG
&+$11(/0$67(5ZLOODWLWVRSWLRQ
UHSHUIRUPWKHVHUYLFH
UHSODFHWKHSURGXFW
SXUVXDQWWRWKHWHUPVRIWKLVZDUUDQW\
SHUPLW&XVWRPHUWRUHWXUQWKHSURGXFWDQGLVVXHD
UHIXQGSXUVXDQWWRWKLVZDUUDQW\RU
UHIXQGWKHDPRXQWWKH&XVWRPHUSDLGIRUWKHVHUYLFHV
352'8&702',),&$7,21
&+$11(/0$67(5UHVHUYHVWKHULJKWWRPDNHFKDQJHVRU
LPSURYHPHQWVWRLWVSURGXFWVGXULQJVXEVHTXHQWSURGXFWLRQZLWKRXWLQFXUULQJWKHREOLJDWLRQ
WRLQVWDOOVXFKFKDQJHVRULPSURYHPHQWVRQSUHYLRXVO\PDQXIDFWXUHGRUVROGSURGXFWV
)25&(0$-(85(
&+$11(/0$67(5ZLOOQRWEHOLDEOHLILWVSHUIRUPDQFHXQGHUWKLV
ZDUUDQW\ EHFRPHV FRPPHUFLDOO\ LPSUDFWLFDEOH GXH WR DQ\ FRQWLQJHQF\ EH\RQG &+$11(/
0$67(5¶V UHDVRQDEOH FRQWURO LQFOXGLQJ DFWV RI *RG ¿UHV ÀRRG ZDUV VDERWDJH FLYLO
XQUHVW DFFLGHQWV ODERU GLVSXWHV RU VKRUWDJHV JRYHUQPHQW ODZV UXOHV DQG UHJXODWLRQV
ZKHWKHU YDOLG RU LQYDOLG LQDELOLW\ WR REWDLQ PDWHULDO HTXLSPHQW RU WUDQVSRUWDWLRQ LQFRUUHFW
GHOD\HG RU LQFRPSOHWH VSHFL¿FDWLRQV GUDZLQJV RU GDWD VXSSOLHG E\ &XVWRPHU FROOHFWLYHO\
³)RUFH0DMHXUH´
/,0,7$7,216 $1' 48$/,),&$7,216 2) :$55$17<
7KLV /LPLWHG :DUUDQW\
H[WHQGVRQO\WRWKHRULJLQDOSXUFKDVHURIWKH(TXLSPHQWDQGLVLQOLHXRIDOORWKHUH[SUHVVRU
LPSOLHG ZDUUDQWLHV LQFOXGLQJ WKRVH RI PHUFKDQWDELOLW\ DQG ¿WQHVV IRU D SDUWLFXODU SXUSRVH
7KLV:DUUDQW\GRHVQRWDSSO\WRDQ\GDPDJHGHIHFWRIIDLOXUHFDXVHGE\
D
DQ\SDUWRIWKH
HTXLSPHQW KDYLQJ EHHQ PRGL¿HG DGDSWHG UHSDLUHG PDLQWDLQHG WUDQVSRUWHG RU UHORFDWHG
E\DQ\SHUVRQ
E
6WRUDJHRUHQYLURQPHQWDOFKDUDFWHULVWLFVZKLFKGRQRWFRQIRUPWRWKH
DSSOLFDEOHVHFWLRQVRIWKHDSSURSULDWH(TXLSPHQW0DQXDORU,QVWUXFWLRQ6KHHW
F
)DLOXUH
WRFRQIRUPZLWKWKH(TXLSPHQW2SHUDWLQJ,QVWUXFWLRQVLQWKHDSSOLFDEOH(TXLSPHQW0DQXDO
RU,QVWUXFWLRQ6KHHW
G
([WHUQDOFDXVHVLQFOXGLQJH[WHUQDOHOHFWULFDOVWUHVVRUOLJKWQLQJ
RU XVH LQ FRQMXQFWLRQ ZLWK LQFRPSDWLEOH HTXLSPHQW XQOHVV VXFK XVH ZDV ZLWK &+$11(/
0$67(5¶VSULRUZULWWHQUHTXHVW
H
&RVPHWLFGDPDJH
I
$FFLGHQWDOGDPDJHQHJOLJHQFH
PRGL¿FDWLRQPLVKDQGOLQJDEXVHRUPLVXVHRU
J
)RUFH0DMHXUH
/,0,7$7,2121'$0$*(6
7+,6:$55$17<,67+(&86720(5¶6(;&/86,9(
:$55$17< )25 7+( (48,30(17 &+$11(/ 0$67(5 63(&,),&$//< ',6&/$,06
$// 27+(5 :$55$17,(6 2) $1< .,1' (;35(66 25 ,03/,(' ,1&/8',1* $1<
:$55$17,(62)),71(66)25$3$57,&8/$5385326($1'2)0(5&+$17$%,/,7<
&+$11(/ 0$67(5 :,// 127 %( /,$%/( ,1 7257 ,1&/8',1* /,$%,/,7< ,1
1(*/,*(1&( 25 675,&7 /,$%,/,7< $1' :,// +$9( 12 /,$%,/,7< $7 $// )25
,1-85<723(56216253523(57<&+$11(/0$67(5¶6/,$%,/,7<)25)$,/85(
72 )8/),// ,76 2%/,*$7,216 81'(5 7+,6 :$55$17< 25$1< 27+(5 /,$%,/,7<
81'(5 25 ,1 &211(&7,21 :,7+ 7+( (48,30(17 :,// %( /,0,7(' 72 7+(
$028172)7+(385&+$6(35,&(2)7+((48,30(17$77+(7,0(2)25,*,1$/
385&+$6( 7+( 5(0(',(6 67$7(' ,1 7+,6 :$55$17< $5( 7+( &86720(5¶6
(;&/86,9(5(0(',(6$*$,167&+$11(/0$67(55(*$5',1*7+((48,30(17
(9(1,)&+$11(/0$67(5+$6%((1127,),('2)7+(3266,%,/,7<2)7+(0
&+$11(/0$67(5:,//127%(/,$%/()25$1<,1',5(&7,1&,'(17$/63(&,$/
25 &216(48(17,$/ '$0$*(6 ,1&/8',1* /267 352),76 $1' 5(9(18(6
)$,/85(725($/,=((;3(&7('6$9,1*6$1<&/$,0$*$,167$&86720(5%<$
7+,5'3$57<25$1<27+(5&200(5&,$/25(&2120,&/266(62)$1<.,1'
7+(6(/,0,7$7,216$1'',6&/$,0(56$5(1270$'(%<&+$11(/0$67(5
:+(5(352+,%,7('%</$:
