5DGLR DQG 7HOHYLVLRQ ,QWHUIHUHQFH
5RGJHUV 3DUDOOHO 'LJLWDO ,PDJLQJ 2UJDQV XVH DQG JHQHUDWH VPDOO DPRXQWV RI UDGLRIUHTXHQF\ 5)
HQHUJ\ 7KH LQVWUXPHQW FRPSOLHV ZLWK WKH OLPLWV VHW IRU &ODVV % FRPSXWLQJ GHYLFHV )&& 5XOHV
3DUW 6XESDUW - GHILQH WKH OLPLWV IRU UDGLR DQG WHOHYLVLRQ LQWHUIHUHQFH LQ D UHVLGHQWLDO LQVWDOODWLRQ
(0& (OHFWURPDJQHWLF &RPSDWLELOLW\
5RGJHUV 3DUDOOHO 'LJLWDO ,PDJLQJ 2UJDQV DOVR FRPSO\ ZLWK WKH IROORZLQJ ,QWHUQDWLRQDO (0&
6WDQGDUGV
5DGLDWHG (PLVVLRQV
(1 &ODVV %
&RQGXFWHG (PLVVLRQV
(1 &ODVV %
9ROWDJH )OXFWXDWLRQ
(1
+DUPRQLFV
(1
()7%XUVW ,PPXQLW\
(1
5DGLDWHG ,PPXQLW\
(1
)ROORZ WKH LQVWDOODWLRQ DQG WKH XVH LQVWUXFWLRQ LQ WKH PDQXDO RU WKH LQVWUXPHQW FRXOG SRWHQWLDOO\
FDXVH LQWHUIHUHQFH ZLWK VRPH UDGLR RU WHOHYLVLRQ UHFHSWLRQ ,Q WKH XQOLNHO\ HYHQW WKLV RFFXUV ZH
HQFRXUDJH WKH XVHU WR WU\ WKH IROORZLQJ FRUUHFWLYH PHDVXUHV
9
7XUQ WKH LQVWUXPHQW 2)) WR VHH LI LW LV WKH DFWXDO VRXUFH RI WKH LQWHUIHUHQFH
9
'LVFRQQHFW WKH SHULSKHUDO GHYLFHV DQG WKHLU LQSXWRXWSXW FDEOHV RQH DW D WLPH ,I
WKH LQWHUIHUHQFH VWRSV LW LV FDXVHG E\ WKH SHULSKHUDO GHYLFH RU LWV ,2 FDEOH
9
7U\ FRLOLQJ DQG XQFRLOLQJ WKH LQVWUXPHQW¶V SRZHU FRUG LQ GLIIHUHQW ZD\V
9
&RQQHFW WKH LQVWUXPHQW¶V SRZHU FRUG WR D SRZHU RXWOHW RQ D GLIIHUHQW FLUFXLW
9
0RYH WKH LQVWUXPHQW IXUWKHU DZD\ IURP WKH UDGLR RU WHOHYLVLRQ UHFHLYHU
9
7XUQ WKH UDGLR RU WHOHYLVLRQ UHFHLYHU XQWLO WKH LQWHUIHUHQFH VWRSV
9
&RQQHFW WKH UDGLR RU WHOHYLVLRQ UHFHLYHU WR D GLIIHUHQW SRZHU FLUFXLW
9
5HRULHQW RU PRYH WKH UHFHLYHU DQWHQQD IXUWKHU DZD\ IURP WKH LQVWUXPHQW &RQVLGHU
LQVWDOOLQJ D URRIWRS DQWHQQD ZLWK FRD[LDO FDEOH OHDGLQ EHWZHHQ WKH DQWHQQD DQG
UHFHLYHU
9
&RQVXOW WKH QHDUHVW 5RGJHUV GHDOHU IRU PRUH LQIRUPDWLRQ LI WKH DERYH FRUUHFWLYH
PHDVXUHV GRQ¶W UHPRYH WKH LQWHUIHUHQFH
