5HJXODWRU\,QIRPDWLRQ
)HGHUDO&RPPXQLFDWLRQV&RPPLVVLRQ)&&
1RWLFH862QO\
7KLVHTXLSPHQWKDVEHHQWHVWHGDQGIRXQG
WRFRPSO\ZLWKWKHOLPLWVIRUD&ODVV%GLJLWDO
GHYLFHSXUVXDQWWR3DUWRIWKH)&&
5XOHV7KHVHOLPLWVDUHGHVLJQHGWRSURYLGH
UHDVRQDEOHSURWHFWLRQDJDLQVWKDUPIXO
LQWHUIHUHQFHLQDUHVLGHQWLDOLQVWDOODWLRQ
7KLVHTXLSPHQWJHQHUDWHVXVHVDQGFDQ
UDGLDWHUDGLRIUHTXHQF\HQHUJ\DQGLIQRW
LQVWDOOHGDQGXVHGLQDFFRUGDQFHZLWKWKH
LQVWUXFWLRQVPD\FDXVHKDUPIXOLQWHUIHUHQFH
WRUDGLRFRPPXQLRZHYHUWKHUH
LVQRJXDUDQWHHWKDWLQWHUIHUHQFHZLOOQRW
RFFXULQDSDUWLFXODULQVWDOODWLRQ,IWKLV
HTXLSPHQWGRHVFDXVHKDUPIXOLQWHUIHUHQFH
WRUDGLRRUWHOHYLVLRQUHFHSWLRQZKLFKFDQ
EHGHWHUPLQHGE\WXUQLQJWKHHTXLSPHQW
RIIDQGRQWKHXVHULVHQFRXUDJHGWRWU\WR
FRUUHFWWKHLQWHUIHUHQFHE\RQHRUPRUHRI
WKHIROORZLQJPHDVXUHV
5HRULHQWRUUHORFDWHWKHUHFHLYLQJDQWHQQD
,QFUHDVHWKHVHSDUDWLRQEHWZHHQWKH
HTXLSPHQWDQGUHFHLYHU
&RQQHFWWKHHTXLSPHQWLQWRDQRXWOHWRQ
DFLUFXLWGLIIHUHQWIURPWKDWWRZKLFKWKH
UHFHLYHULVFRQQHFWHG
&RQVXOWWKHGHDOHURUDQH[SHULHQFHG
UDGLR79WHFKQLFLDQIRUKHOS
&KDQJHVRUPRGLÀFDWLRQVQRWH[SUHVVO\
DSSURYHGE\WKHSDUW\UHVSRQVLEOHIRU
FRPSOLDQFHFRXOGYRLGWKHXVHUVDXWKRULW\
WRRSHUDWHWKHHTXLSPHQW
8VHRQO\5)VKLHOGHGFDEOHWKDWZDVVXSSOLHG
ZLWKWKHPRQLWRUZKHQFRQQHFWLQJWKLVPRQLWRU
WRDFRPSXWHUGHYLFH
7RSUHYHQWGDPDJHZKLFKPD\UHVXOWLQÀUHRU
VKRFNKD]DUGGRQRWH[SRVHWKLVDSSOLDQFHWR
UDLQRUH[FHVVLYHPRLVWXUH
7+,6&/$66%',*,7$/$33$5$7860((76
$//5(48,5(0(1762)7+(&$1$',$1
,17(5)(5(1&(&$86,1*(48,30(17
5(*8/$7,216
)&&'HFODUDWLRQRI&RQIRUPLW\
'HFODUDWLRQRI&RQIRUPLW\IRU3URGXFWV0DUNHG
ZLWK)&&/RJR
8QLWHG6WDWHV2QO\
7KLVGHYLFHFRPSOLHVZLWK3DUWRIWKH)&&
5XOHV2SHUDWLRQLVVXEMHFWWRWKHIROORZLQJWZR
FRQGLWLRQVWKLVGHYLFHPD\QRWFDXVHKDUPIXO
LQWHUIHUHQFHDQGWKLVGHYLFHPXVWDFFHSWDQ\
LQWHUIHUHQFHUHFHLYHGLQFOXGLQJLQWHUIHUHQFHWKDW
PD\FDXVHXQGHVLUHGRSHUDWLRQ
&RPPLVVLRQ)HGHUDOHGHOD&RPPXQLFDWLRQ
)&&'HFODUDWLRQ
&HWpTXLSHPHQWDpWpWHVWpHWGpFODUp
FRQIRUPHDX[OLPLWHVGHVDSSDUHLOV
QXPpULTXHVGHFODVV%DX[WHUPHVGH
ODUWLFOH'HVUqJOHVGHOD)&&&HV
OLPLWHVVRQWFRQoXHVGHIDoRQjIRXULU
XQHSURWHFWLRQUDLVRQQDEOHFRQWUHOHV
LQWHUIpUHQFHVQXLVLEOHVGDQVOHFDGUHGXQH
LQVWDOODWLRQUpVLGHQWLHOOH&(7DSSDUHLO
SURGXLWXWLOLVHHWSHXWpPHWWUHGHV
K\SHUIUpTXHQFHVTXLVLODSSDUHLOQHVW
SDVLQVWDOOpHWXWLOLVpVHORQOHVFRQVLJQHV
GRQQpHVSHXYHQWFDXVHUGHVLQWHUIpUHQFHV
QXLVLEOHVDX[FRPPXQLFDWLRQVUDGLR
&HSHQGDQWULHQQHSHXWJDUDQWLUODEVHQFH
