&211(&7,21
7HUPLQDO3RVLWLRQV
5HDU
.
3RZHU&RUG6RFNHW
3
$HULDO6RFNHW
$
$9
/
$9
1
$9
4
0RQLWRU2XWDQG6XE:RRIHU
2
+'0,$QDORJ$XGLR,QSXW6HH
(
6HUYLFH8VHRQO\
,
+'0,DQG+'0,
6LGH
"
$9
0
+HDGSKRQH7HUPLQDO
&RQQHFWLQJ3URFHGXUH
7KLVXQLWLVUHDG\IRUYDULRXVNLQGVRIFRQQHFWLRQV0DNHDFRQQHFWLRQLQWKHIROORZLQJVWHSV%HVXUHWRWXUQRIIWKH
0DLQ3RZHU¿UVWZKHQFRQQHFWLQJH[WHUQDOHTXLSPHQWV
&RQQHFW3RZHU&RUGWRWKHUHDUSDQHO
&RQQHFW$HULDO/HDG
&RQQHFW\RXUH[WHUQDOHTXLSPHQWVWRWKHXQLWLIDQ\
&RQQHFWWKH3RZHU3OXJWRWKH:DOO6RFNHW
&RQQHFWLQJ3RZHU&RUGWRWKH5HDU3DQHO
&RQQHFW3RZHU&RUGWRWKHXQLW
0DNHVXUHQRWWRFRQQHFWWKH3RZHU3OXJWRWKH:DOO6RFNHW
XQWLODOOFRQQHFWLRQVDUHFRPSOHWHG
&RQQHFWLQJ$HULDO/HDG
7KHUHDUHWZRZD\VWRFRQQHFW$HULDO/HDG
.
:KHQ\RXGRQRWKDYHDQ\RWKHUH[WHUQDOHTXLSPHQW
&RQQHFWWKH$HULDO/HDGGLUHFWO\LQWRWKH6RFNHWDWUHDUSDQHO
3
:KHQ\RXKDYHRQHRUPRUHH[WHUQDOGHYLFHVWRFRQQHFW
8VH5)FDEOHWRFRQQHFWEHWZHHQHDFKHTXLSPHQWDQG
$QWHQQD
&RQQHFWWKH$HULDO/HDGWRDQHTXLSPHQWµ,Q¶6RFNHW
PDUNHG
&RQQHFWWKH5)FDEOHIURPWKHHTXLSPHQWµ2XW¶WRWKHRWKHUHTXLSPHQWµ,Q¶
7KHQFRQQHFWIURPWKHHTXLSPHQWµ2XW¶WR³$17´RQWKHSODVPDVFUHHQ6RFNHWRQPDUNHG
'"$+.$#!1,0+#+"0+#$- +#
+#.1*!,) -$-$&'./$-$#/- #$* -(.,%,0+#+"
+#.1*!,) -$/- #$* -(.,% !.+"
!
!
.
3
$/142
(
,
0
"
>([DPSOH&RQQHFWLQJ$QWHQQD
WKURXJK67%DQG9&5@
3UHFDXWLRQVZKHQFRQQHFWLQJWKHDHULDO
3OHDVHXVHDFRD[LDOFDEOHZKLFKLVIUHHIURPLQWHUIHUHQFHWRFRQQHFWWKHDHULDO$YRLGXVLQJDSDUDOOHOÀDWIHHGHU
ZLUHDVLQWHUIHUHQFHPD\RFFXUFDXVLQJUHFHSWLRQWREHXQVWDEOHDQGVWULSHQRLVHWRDSSHDURQWKHVFUHHQ
$YRLGXVLQJLQGRRUDHULDODVWKLVPD\EHDIIHFWHGE\LQWHUIHUHQFH3OHDVHXVH&$79QHWRURXWGRRUDHULDO
)RUVDIHW\LQVWDOODQH[WHUQDODHULDOFRQIRUPLQJWR$6DSSOLFDEOHIRU$XVWUDOLDRQO\
,IQRLVHDSSHDUVLQWKHSLF)/RZEDQGFKDQQHOSOHDVHXVHDGRXEOHVKLHOGHGFDEOHQRWSURYLGHGIRU
5)/($'6WRUHGXFHWKHQRLVH
