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Application Paper AP158002EN

Effective August 2015

Installing surge protective devices with 

NEC Article 240 and Feeder Tap Rule

Introduction

This technical application note addresses the 

installation requirements for a surge protective 

device (SPD) when used with an overcurrent 

protection device (OCPD). Applicable NFPA

T

 

70 standards, National Electrical Code

T

 rules 

(NEC

T

), Authority Having Jurisdiction (AHJ), ANSI/

UL

T

 1449 ratings, and installation practices are 

discussed.  

NEC Article 240.4 (overcurrent 

protection) protection of  

conductors

Article 240.4 states all conductors, other than 

flexible cords, flexible cables, and fixture wires 

shall be protected with an OCPD in accordance 

with their ampacity rating specified in Article 

301.15, unless otherwise permitted or required in 

Article 240.4(A) through (G). This article applies to 

conductors extending beyond the switchboard, 

switchgear, or panelboard that are used to connect 

an SPD to an electrical system. Connecting an 

externally mounted or side mounted SPD directly 

to a system bus without an OCPD is a direct  

violation of the NEC and can lead to safety and 

liability concerns. Acceptable OCPDs are listed 

circuit breakers and fuses. There are exceptions to 

this rule, see paragraph below titled 

SPDs  

containing an internal OCPD and the Feeder  

Tap Rule

NEC Article 310.15 (conductors 

for general wiring) ampacities 

for conductors rated 0–2000 V

Article 310.15(B)(16) defines the rating of the 

conductor ampacity that drives the maximum 

rating of the OCPD to be used to protect the  

electrical conductors. For example, #10 AWG 

conductors 60 °C rated will require an  

OCPD of 30 A. 

ANSI/UL 1449 short circuit  

current rating and  

NEC Article 285.6

SPDs must comply with the ANSI/UL 1449 

Standards for Safety Surge Protective Devices

.  

The SPDs short-circuit current rating (SCCR) is 

determined as part of the ANSI/UL 1449 testing. 
The SCCR defines the suitability of an SPD for use 

on an AC power circuit that is capable of delivering 

not more than a declared rms symmetrical current 

during a short-circuit condition. This specification 

defines the maximum level of available fault 

current to which an SPD can be safely connected. 
Article 285.6 requires that an SPD be marked with 

its SCCR rating and the SPD shall not be installed 

at a point on the system where the available fault 

current capable of being delivered to the system 

is greater than the SCCR of the SPD. For example, 

an SPD marked with an SCCR of 50 kA shall not 

be installed on a system capable of delivering  

65 kA of fault current. 

ANSI/UL 1449 testing with and 

without an OCPD

When installing an externally mounted SPD,  

the NEC requires that SPDs use an OCPD,  

when Feeder Tap Rule is not utilized. Some  

manufacturers may choose the use of an OCPD 

to obtain their SCCR rating or successfully pass 

the withstand test. For these devices that require 

an OCPD, the installer must match the rating and 

type of OCPD (breaker or fuses) that was used 

during UL testing. For example, if a circuit breaker 

was used during UL testing, the same circuit 

breaker type (current limiting or non-current  

limiting) and ampere rating must be installed in  

the distribution equipment during the installation 

of an externally mounted SPD. If fuses were used, 

the fuse class and ampere rating must be the 

same as used during UL testing. The OCPD  

must be utilized in the installation to retain the  

UL Listing.
Conversely, some manufacturers may not choose 

the use of an OCPD to obtain their UL 1449 

Listing. When installing these units, UL 1449  

may not require the use of an OCPD but NEC 

may require an OCPD. Some installers assume 

and some manufacturers incorrectly promote that 

such externally mounted units can be connected 

directly to an electrical bus without overcurrent 

protection. This practice is incorrect and is a direct 

violation of the NEC. The conductors of these units 

must be protected with an OCPD that is properly 

rated according to NEC Article 310.15. The fact 

that an SPD does not require a particular OCPD 

to pass the UL 1449 testing does not negate the 

need for one upon installation.

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